HISTORY 221H: THE MEDIEVAL LEGACY


 READING GUIDE, Weeks 5-6: Saints and the Carolingians

A. Anonymous, Life of Saint Balthild (d.  circa 680 CE)
Saints were (and are) Christian heroes, whose suffering and/or deeds define the ideal form of Christian behavior for the period in which they lived.  We can thus learn much about a particular period of Christian history by examining that period's saints.  Saint Balthild is a particularly interesting representative of the so-called ‘cult of the saints', for her life reveals much about not only the values and expectations of sanctity, but also of women's roles in Frankish society. As a slave/servant, then as wife of King and mother of another, and finally as a nun and saint, Balthild's life story spans the range of roles for women in this period.
1. What was the goal in writing this text? To narrate an ‘unbiased' account of Balthild's life? Consider the qualities that make up the genre of ‘saints' lives'.
2. What laudatory general traits or characteristics does the anonymous author attribute to Balthild? Which of these mark her as saintly material? Why? What does this tell us about the role of saints in Frankish society?
3. Examine Balthild's experiences as a servant girl in the home of Erchinoald.  What does the author want us to know about this period in her life? Why?
4. The passage in which Balthild escapes marriage from Erchinoald only to quickly marry King Clovis II is an interesting one, with apparent contradictions. How can the author reconcile Balthild's lack of desire to marry Erchinoald with her subsequent marriage to Clovis? What is the ‘moral' of this story?
5. What acts as Queen did Balthild perform? What do these acts suggest to us about the expectations of Queenship? What should queens do? What was their role in society? How did they interact with their husbands?
6. The author spends two chapters lauding Balthild's decision to found and enrich monasteries. Explain this.
7. As regent for a minor king (her son, Clothar II), Balthild would have enjoyed almost-kingly power and authority. Is this reflected in the Life? Why or why not?
8. Her decision to join the nunnery at Chelles was almost undoubtedly a product of a palace coup led by her son and his friends (to get rid of Mom's influence). How does the author ‘spin' this event?
9. What traits does Balthild exhibit as a nun? Are they consistent with her queenly traits?
10. The author throws in some obligatory miracles at the end of her tale - what is their purpose? Why are saints associated with miracles? What do miracles prove about the saint?
11. Do you think that sainthood is a gendered concept? That is, are there distinct characteristics or attributes for male and female saints? Do authors ‘fit' particular lives or deeds into unconsciously gendered categories?

B. Gregory the Great, Dialogues (excerpts concerning the miracles of St Benedict), c. 600
Gregory the Great was pope between 589 and 604 CE. He is considered the last of the Church Fathers, and while responsible for important works of theology, his real influence came in a series of pastoral works, designed to help bring the essence of Christianity to recently converted or quasi-barbarian Christians.  Among these works was his Dialogues, selections of which you have read for this week. In these selections Gregory elucidates the wondrous deeds and nature of Saint Benedict (author of the Benedictine Rule); he does so in the form of a dialogue betwen himself (Gregory) and a fictional student, named (not surprisingly) Peter.  Many scholars attribute to this section of the Dialogues the rise in popularity of Saint Benedict and his Rule (which Pope Gregory also championed); it was also the model for an increasingly important genre of texts, the miracle collection.  Keep in mind that a miracle collection was not really intended as high theology or doctrine (Gregory reserved his biblical exegesis for these tasks); it was intended to provide mostly-illiterate Christians with comprehensible stories that illuminated both the prime virtues of the Christian life and the power and glory of God. Notice, too, that as a written text, it would have been incomprehensible to those same illiterates; miracle collections were often considered as sorts of pastoral or preaching aids, from which a local priest or bishop could draw appropriate examples to demonstrate the truths of Christian doctrine and belief.
1. What were some of the miracles that Benedict performed? Can you categorize them into types? Does a certain type predominate? Thinking ‘sociologically' (not doctrinally), can you provide explanations for the different types of miracles? That is, are they designed to show different kinds of virtues?
2. Was Benedict an ascetic? How do we know?
3. Notice the circumstances under which Benedict was ‘called' to be abbot of his monastery. This ‘topos' of the reluctant abbot (or bishop) was extremely common in medieval saints' lives and miracle stories. Why?
4. As a person living in the 21st century, you may find the instances of supernatural power (whether Benedict's miracles, or the Devil's constant and dangerous presence) to be puzzling, incredible, or whatever. Remember, however, to place yourselves in the shoes of sixth-century folks. And this does NOT mean assuming that these folks were simplistic, deluded by lack of science, or ‘stupid'. Indeed, people like Gregory (or Augustine, who also believed in miracles) were brilliant minds. So we have to ask why early medieval society was so ready to believe in the immanence (that is, ‘overwhelming presence') of the supernatural.  What does it tell us about their society?
5. Which qualities or traits mark Benedict as a saint? Are these the same qualities that made Balthild a saint?
6. Pay careful attention to the contrived exchanges between Gregory and Peter, for in them Gregory often discusses and explains some of the theory behind saints and sanctity.  For instance, Peter wonders whether saints ‘know' the mind of God. How does Gregory respond?  Peter expresses some cautious doubt about certain miraculous events (see p. 200); how does Gregory respond? What authority does Gregory cite?
7. Some students occasionally assume that medieval people saw saints as ‘gods' unto themselves. How does Gregory respond to the idea that the saint's power is an expression of his own will (that is, not connected to God's)?  What is the official doctrine of the saint's relationship to God, and to this world?

C. Einhard, Life of Charlemagne (written before 840)
Charlemagne (French for "Charles the Great") was the second king from the Carolingian dynasty of the Franks.  The previous Frankish dynasty (the Merovingians, founded by Clovis) had declined in power by the early 8th century, and in 754 Charlemagne's father, Pippin the Short, led a bloodless coup that toppled the last Merovingian.  Charlemagne, who ruled from 768 to 814, was both one of the most powerful monarchs of his day and the model and inspiration for a whole host of subsequent political, military and literary developments.  Charles was an impressive warrior, a determined law-giver, a serious reformer of judicial and religious institutions, and a patron of educational and artistic reform.  Charlemagne and many of his contemporaries considered that Charlemagne had effected a renovatio romani imperii (restoration of the Roman Empire).  The summit of Charles' ambitions and symbolic actions came on Christmas Day of the year 800, when he was solemnly crowned "Roman Emperor" in Rome by the Bishop of Rome (aka, the pope).  Einhard was a cleric working in Charlemagne's court.  He composed his Life during the generation after Charles' death in 814.  Be sure to take notice of the fact that when Einhard set out to compose his Life he modelled it on the Roman historian Suetonius' Life of Augustus (Augustus was the first Roman Emperor; the Life was written c.140 AD); this his highly significant, as we must look somewhat critically at the parts of Einhard's text that seem ‘too' Roman.   Despite Einhard's efforts to convince his reader that Charlemagne was Augustus reincarnated, we need to remember that Charlemagne was at base a Germanic warrior.
1. What did Einhard intend by modeling Charlemagne's life on that of Augustus?
2. From what we know of the Roman emperors, how "Roman" was Charlemagne really? How "germanic"? Try to separate the features of his life into German and Roman elements.
3. According to Einhard, what were Charlemagne's most important virtues?  his most significant flaws?
4. What made for a good king according to Einhard? What function did the king play in Carolingian society?
5. What was Charlemagne's relationship with the church? What were the proper roles of Emperor, pope and bishop in Carolingian society?
7. How did Charlemagne treat his family?  What did he think about marriage, divorce, sexual habits, etc?
6. From this text, can we piece together anything about the daily life of the Carolingian age?
8. What do we learn about Carolingian government, law and order, and justice from this text?
9. Compare and contrast Charlemagne and Clovis. Both were Franks, and both succeeded in welding together an enormous kingdom. Do they act similarly? Do they share characteristics? Do they differ? How?

B. Selected Capitularies (Geary, 281-303)
Capitularies were quasi-legal, quasi-administrative documents issued by Frankish kings. In a way they were like individual rulings by a modern court, designed to apply to a particular circumstance or category of circumstances. What they were not was comprehensive and systematic.  Each year a responsible king would listen to his advisors to determine what problems existed in his kingdom, and would then issue appropriate capitularies designed to end those problems.  Very rarely he would issue a general capitulary, which would encompass more than a particular region and which might treat a wider variety of issues.  Missi were literally "those sent out" by the king to promulgate and enforce his capitularies.  Usually the missi worked in pairs, and would have the responsibility to bring the year's capitularies to a series of counties in their particular circuit.  Notice that capitularies reflected what the king wanted to occur, not necessarily what actually happened. The same old problem of communication between center and periphery continued to impede the ability of kings such as Charlemagne to make his will felt.  Note: "capitulary" comes from the Latin ‘capitula', or ‘chapters'. That is, each capitulary comprised several chapters or clauses.
1. General
        a. what sort of document is a capitulary? What features mark its genre? How would you recognize one?
        b. what purpose or goal did capitularies serve? How effective were they?
        c. what sorts of things did capitularies tend to treat or cover? Are there any patterns?
        d. compare and contrast capitularies with the old Salic Law.  Salic Law was still the basis of Frankish
                  ‘law', but capitularies could add to or interpret features that were unclear or lacking.
        e. Note: capitularies are named (by modern historians) by the place and date where they were issued. A
                    few have come to be described by their content.
        f. the capitularies provide us with a much less overtly biased set of texts from which to evaluate Charlemagne's claim to
                    have ‘revived the Roman Empire'. Use them to look for traditionally Germanic or Roman practices. Look also for
                    reforms, or changes.
2. Capitulary of Herstal, 779
        a. what religious authority does Charlemagne seem to have? Is this surprising? Why or why not?
        b. what reforms is the king attempting to implement? Why?
        c. Chapter 13 concerns the ‘census', or head-tax, which Charlemagne levied on all areas that did not possess an
                    ‘immunity' or ‘exemption'. What does this tell us about his royal authority? About the nature of the Frankish
                    kingdom? Is there a ‘state'?
        d. Do you see any traditionally ‘germanic' cultural practices in this text? Where?
        e. Look at Chapter 21. What other roles do the missi play? (In other words, they weren't just postmen). How common
                    do you think it was for counts ‘not to do justice'?
        f. Chapter 22: what's going on here? Are you surprised? Why or why not?
3. Capitulary of Mantua, 781
        a. Note that Mantua is in Italy. Charles had conquered much of Italy and was governing parts of it himself
        b. Chapter 2: what's the underlying motivation for this clause? Why might there be problems gaining justice from local
                    counts? How is Charles attempting to solve this problem?
        c. How much real control does the king seem to have over the local regions of his kingdom?
4. Capitulary of Paderborn, 785
        a. As Einhard tells us, Charles spent almost 30 years fighting the Saxons (in northern Germany). The Saxons'
                    unwillingness to be conquered and converted meant that Charles had to issue a number of capitularies to his men
                    concerning the fate of the Saxons. This is one.
        b. What religious role is Charles taking in Saxony?
        c. Are the clauses in this capitulary particular to Saxony (still pagan)? Why? What evidence have we?
        d. what are the counts supposed to do in Saxony?
5. Capitulary concerning the Saxons, 795
        a. Clause 1 concerns the ‘king's ban' (or ‘king's peace'). What is this?
        b. has the tone taken towards the Saxons changed since 785? How?
        c. What measures did Charles take to ensure peace in Saxony?
6. The Synod of Frankfurt, 794
        a. this ‘capitulary' reflects the decisions made at an important general assembly of the Franks in 794.
        b. Does Charles simply leave religious matters to the church? Why or why not?
        c. What does the case of Tassilo of Bavaria tell us about the Frankish world?
        d. Charles attempted to reform the coinage - locate evidence of this in the acts of the Synod.
        e. Note the nice example of compurgation in chapter 9.
        f. What does Charles' social legislation tell us about the world of the Franks?
7. Charlemagne on the study of Literature, late 8th century
        a. among Charlemagne's goals was a desire to preserve and circulate the classic texts of the Roman and Late Antique
                    periods.
        b. what is Charles aiming for in this letter/order?
8. The Capitulary de Villis ("concerning estates"), late 8th century (one of the most famous capitularies)
        a. what are the general goals of this capitulary?
        b. why did Charles have this capitulary drawn up?
        c. What sorts of burdens or obligations did inhabitants of royal estates owe?
        d. Try to piece together a picture of life on one of these villas (estates). What were the components of a villa? What sorts
                    of things might be grown or produced there?
        e. note: a villa, or estate, was composed of many tiny ‘manses' (mansi) on which individual tenants lived. These tenants
                had lands set aside for their use, but also generally owed significant labor on the collective portions of the villa. Do
                you find evidence of this in the text?
9. General Capitulary for the missi, 802 CE
        a. notice that this capitulary was issued after Charles' coronation as emperor in 800.
        b. what were Charles' chief concerns in 802? How were the missi to carry them out?
        c. what seems to be Charles' attitude toward a good old-fashioned Frankish feud? Why?


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